Spectrum Wealth Counsel, LLC
CRD 323651SEC# 801-126882Indianapolis, IN
No longer SEC-registered. Spectrum Wealth Counsel, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.15B
Employees
12
Accounts
1,504
Location
Indianapolis, IN
Spectrum Wealth Counsel, LLC assets under management
Spectrum Wealth Counsel, LLC is a registered investment adviser overseen by the SEC based in Indianapolis, IN. It reports $1.2 billion in regulatory assets under management and employs 12 people.
Spectrum Wealth Counsel, LLC owners & executives
13 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Focus Operating, LLC Control | Member (manager) | Over 75% | 2022 |
| Leslie Diane Thompson Control | Cco/Cio | Under 5% | 2022 |
| Robert Cletus Phillips Control | Ceo/President | Under 5% | 2022 |
See all 13 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Spectrum Wealth Counsel, LLC manage?
Spectrum Wealth Counsel, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Spectrum Wealth Counsel, LLC have?
Spectrum Wealth Counsel, LLC reports 12 employees.
Where is Spectrum Wealth Counsel, LLC located?
Spectrum Wealth Counsel, LLC is based in Indianapolis, IN.
Does Spectrum Wealth Counsel, LLC disclose fund performance?
Spectrum Wealth Counsel, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 East 96th Street, Suite 130, Indianapolis, IN 46240 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.15BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$1.15Bregulatory AUM
Discretionary $1.09BNon-discretionary $58.4M