Spectrum Wealth Management, LLC
CRD 135530SEC# 801-113730Irvine, CA
No longer SEC-registered. Spectrum Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$269.5M
Employees
3
Accounts
505
Location
Irvine, CA
Spectrum Wealth Management, LLC assets under management
Spectrum Wealth Management, LLC operates as an SEC-registered investment adviser based in Irvine, CA. It reports $269.5 million in regulatory assets under management and employs 3 people.
Spectrum Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Ross Putman Control | President & Chief Compliance Officer | Over 75% | 2005 |
Frequently asked questions
How much does Spectrum Wealth Management, LLC manage?
Spectrum Wealth Management, LLC reports $269.5 million in regulatory assets under management on its Form ADV.
How many employees does Spectrum Wealth Management, LLC have?
Spectrum Wealth Management, LLC reports 3 employees.
Where is Spectrum Wealth Management, LLC located?
Spectrum Wealth Management, LLC is based in Irvine, CA.
Does Spectrum Wealth Management, LLC disclose fund performance?
Spectrum Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9911 Irvine Center Drive, Suite 150, Irvine, CA 92618 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$269.5MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$269.5Mregulatory AUM
Discretionary $208MNon-discretionary $61.5M