Sterling Financial Advisors, LLC
● SEC registered since 2022CRD 107783SEC# 801-126400
Reg. AUM
$144.6M
Employees
4
Accounts
321
Location
—
Sterling Financial Advisors, LLC assets under management
Sterling Financial Advisors, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2022. It reports $144.6 million in regulatory assets under management and employs 4 people.
Sterling Financial Advisors, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Bayless Control | Chief Compliance Officer | Under 5% | 2022 |
| Mary H Jochim Control | President | Over 75% | 1998 |
Frequently asked questions
How much does Sterling Financial Advisors, LLC manage?
Sterling Financial Advisors, LLC reports $144.6 million in regulatory assets under management on its Form ADV.
How many employees does Sterling Financial Advisors, LLC have?
Sterling Financial Advisors, LLC reports 4 employees.
Does Sterling Financial Advisors, LLC disclose fund performance?
Sterling Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 402-970-9300 |
| Office hours | 8:00a.m. - 4:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$144.6M▲ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$144.6Mregulatory AUM
Discretionary $118.6MNon-discretionary $26M