Sterling Financial Group, Inc.
CRD 300327SEC# 801-114827Pasadena, CA
No longer SEC-registered. Sterling Financial Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$16.1M
Employees
7
Accounts
57
Location
Pasadena, CA
Sterling Financial Group, Inc. assets under management
Sterling Financial Group, Inc. is a registered investment adviser overseen by the SEC based in Pasadena, CA. It reports $16.1 million in regulatory assets under management and employs 7 people.
Sterling Financial Group, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Berkeley George Harrison Control | Chief Compliance Officer | Under 5% | 2021 |
| Kody Austin Brown Control | Secretary, Director | 10-25% | 2023 |
| Michael Patrick Hatch Control | President, Director | Over 75% | 2018 |
Frequently asked questions
How much does Sterling Financial Group, Inc. manage?
Sterling Financial Group, Inc. reports $16.1 million in regulatory assets under management on its Form ADV.
How many employees does Sterling Financial Group, Inc. have?
Sterling Financial Group, Inc. reports 7 employees.
Where is Sterling Financial Group, Inc. located?
Sterling Financial Group, Inc. is based in Pasadena, CA.
Does Sterling Financial Group, Inc. disclose fund performance?
Sterling Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 201 S. Lake Avenue, Suite 500, Pasadena, CA 91101 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$16.1M▼ 96%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$16.1Mregulatory AUM
Discretionary $16.1MNon-discretionary $32K