Steven Charles Capital Ltd
CRD 104814SEC# 801-26716Rochester, NY
No longer SEC-registered. Steven Charles Capital Ltd appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$125M
Employees
2
Accounts
50
Location
Rochester, NY
Steven Charles Capital Ltd assets under management
Steven Charles Capital Ltd operates as an SEC-registered investment adviser based in Rochester, NY. It reports $125 million in regulatory assets under management and employs 2 people.
Steven Charles Capital Ltd owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel L Braverman Control | Chief Compliance Officer | Under 5% | 2013 |
| Steven Charles Braverman Control | President/Ceo | Over 75% | 1986 |
Frequently asked questions
How much does Steven Charles Capital Ltd manage?
Steven Charles Capital Ltd reports $125 million in regulatory assets under management on its Form ADV.
How many employees does Steven Charles Capital Ltd have?
Steven Charles Capital Ltd reports 2 employees.
Where is Steven Charles Capital Ltd located?
Steven Charles Capital Ltd is based in Rochester, NY.
Does Steven Charles Capital Ltd disclose fund performance?
Steven Charles Capital Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 200 Canal View Blvd, Suite 203, Rochester, NY 14623 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$125MNo change
Jun '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$125Mregulatory AUM
Discretionary $125M