Stock Management LLC
● SEC registered since 2025CRD 113902SEC# 801-130015
Reg. AUM
$141.8M
Employees
2
Accounts
446
Location
—
Stock Management LLC assets under management
Stock Management LLC operates as an SEC-registered investment adviser. The firm has been registered since 2025. It reports $141.8 million in regulatory assets under management and employs 2 people.
Stock Management LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benny Joe Heeb Control | President Vice Chief Compliance Officer, Owner, Managing Member | 50-75% | 1984 |
| Susan Michelle Williams Control | Vice President, Co-Owner, Managing Member | 25-50% | 2002 |
Frequently asked questions
How much does Stock Management LLC manage?
Stock Management LLC reports $141.8 million in regulatory assets under management on its Form ADV.
How many employees does Stock Management LLC have?
Stock Management LLC reports 2 employees.
Does Stock Management LLC disclose fund performance?
Stock Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 253-535-5530 |
| Fax | 360-925-3314 |
| Office hours | 9:30 a.m. - 4:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$141.8M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$141.8Mregulatory AUM
Discretionary $141.8M