The Carroll Group, Inc.
● SEC registered since 2025CRD 146977SEC# 801-132891
Reg. AUM
$163.4M
Employees
3
Accounts
8
Location
—
The Carroll Group, Inc. assets under management
The Carroll Group, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $163.4 million in regulatory assets under management and employs 3 people.
The Carroll Group, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Barry Carroll Control | Chief Executive Officer /Chief Financial Officer /Chief Operations Officer /Chief Legal Officer /Chief Compliance Officer | Over 75% | 1993 |
Frequently asked questions
How much does The Carroll Group, Inc. manage?
The Carroll Group, Inc. reports $163.4 million in regulatory assets under management on its Form ADV.
How many employees does The Carroll Group, Inc. have?
The Carroll Group, Inc. reports 3 employees.
Does The Carroll Group, Inc. disclose fund performance?
The Carroll Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 404-285-5811 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$163.4M▲ 22%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$163.4Mregulatory AUM
Discretionary $163.4M