The Financial Zen Group, Inc.
CRD 282230SEC# 801-136851San Francisco, CA
No longer SEC-registered. The Financial Zen Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$167.6M
Employees
4
Accounts
609
Location
San Francisco, CA
The Financial Zen Group, Inc. assets under management
The Financial Zen Group, Inc. operates as an SEC-registered investment adviser based in San Francisco, CA. It reports $167.6 million in regulatory assets under management and employs 4 people.
The Financial Zen Group, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard David Valenzi Control | Owner, Chief Compliance Officer | Over 75% | 2016 |
Frequently asked questions
How much does The Financial Zen Group, Inc. manage?
The Financial Zen Group, Inc. reports $167.6 million in regulatory assets under management on its Form ADV.
How many employees does The Financial Zen Group, Inc. have?
The Financial Zen Group, Inc. reports 4 employees.
Where is The Financial Zen Group, Inc. located?
The Financial Zen Group, Inc. is based in San Francisco, CA.
Does The Financial Zen Group, Inc. disclose fund performance?
The Financial Zen Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 California Street, 11th Floor, San Francisco, CA 94108 |
| Office hours | 6:30 a.m. - 9:00 p.m. |
| Discloses disciplinary history | No |
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$167.6Mregulatory AUM
Discretionary $167.6M