The Wealth Group, Ltd
● SEC registered since 2023CRD 154106SEC# 801-128145Raleigh, NC
Reg. AUM
$160.2M
Employees
8
Accounts
293
Location
Raleigh, NC
The Wealth Group, Ltd assets under management
The Wealth Group, Ltd operates as an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2023. It reports $160.2 million in regulatory assets under management and employs 8 people.
The Wealth Group, Ltd owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cornelius Trawick McDonald Control | President/Chief Compliance Officer | Over 75% | 2004 |
Frequently asked questions
How much does The Wealth Group, Ltd manage?
The Wealth Group, Ltd reports $160.2 million in regulatory assets under management on its Form ADV.
How many employees does The Wealth Group, Ltd have?
The Wealth Group, Ltd reports 8 employees.
Where is The Wealth Group, Ltd located?
The Wealth Group, Ltd is based in Raleigh, NC and has been SEC-registered since 2023.
Does The Wealth Group, Ltd disclose fund performance?
The Wealth Group, Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 E. Six Forks Road, Suite 200, Raleigh, NC 27609 |
| Phone | 919-865-1924 |
| Fax | 919-865-1925 |
| Office hours | 9-5 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$160.2M▼ 45%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$160.2Mregulatory AUM
Discretionary $156.3MNon-discretionary $3.9M