Thomas Leo Advisory, LLC
● SEC registered since 2018CRD 159271SEC# 801-112656Minneapolis, MN
Reg. AUM
$192.7M
Employees
2
Accounts
390
Location
Minneapolis, MN
Thomas Leo Advisory, LLC assets under management
Thomas Leo Advisory, LLC is a registered investment adviser overseen by the SEC based in Minneapolis, MN. The firm has been registered since 2018. It reports $192.7 million in regulatory assets under management and employs 2 people.
Thomas Leo Advisory, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Leo Christopher Arms Control | Managing Member And Chief Compliance Officer | Over 75% | 2011 |
Frequently asked questions
How much does Thomas Leo Advisory, LLC manage?
Thomas Leo Advisory, LLC reports $192.7 million in regulatory assets under management on its Form ADV.
How many employees does Thomas Leo Advisory, LLC have?
Thomas Leo Advisory, LLC reports 2 employees.
Where is Thomas Leo Advisory, LLC located?
Thomas Leo Advisory, LLC is based in Minneapolis, MN and has been SEC-registered since 2018.
Does Thomas Leo Advisory, LLC disclose fund performance?
Thomas Leo Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4406 Beard Ave S, Minneapolis, MN 55410 |
| Phone | 612-208-1641 |
| Office hours | 8 a.m. - 4 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$192.7M▲ 13%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$192.7Mregulatory AUM
Discretionary $191.2MNon-discretionary $1.5M