Thompson Capital Management, LLC
● SEC registered since 2019CRD 300993SEC# 801-114939
Reg. AUM
$200.1M
Employees
3
Accounts
221
Location
—
Thompson Capital Management, LLC assets under management
Thompson Capital Management, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2019. It reports $200.1 million in regulatory assets under management and employs 3 people.
Thompson Capital Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Matthew Thompson Control | Member | 25-50% | 2019 |
| David Michael Thompson | Non-Operational Partner | 10-25% | 2019 |
| Michael Anthony Thompson Control | Member/Cco | 25-50% | 2019 |
Frequently asked questions
How much does Thompson Capital Management, LLC manage?
Thompson Capital Management, LLC reports $200.1 million in regulatory assets under management on its Form ADV.
How many employees does Thompson Capital Management, LLC have?
Thompson Capital Management, LLC reports 3 employees.
Does Thompson Capital Management, LLC disclose fund performance?
Thompson Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (312) 278 1003 |
| Office hours | 9 To 5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$200.1M▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$200.1Mregulatory AUM
Discretionary $189.6MNon-discretionary $10.5M