Toptier Wealth Management
● SEC registered since 2025CRD 292959SEC# 801-132252
Reg. AUM
$175.7M
Employees
2
Accounts
406
Location
—
Toptier Wealth Management assets under management
Toptier Wealth Management is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $175.7 million in regulatory assets under management and employs 2 people.
Toptier Wealth Management owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Austin Nelson Control | Managing Member/ Chief Compliance Officer | 25-50% | 2017 |
| Christopher N Maragos Control | Managing Member | 25-50% | 2017 |
| Jordan Hicks Control | Partner | 5-10% | 2018 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Toptier Wealth Management manage?
Toptier Wealth Management reports $175.7 million in regulatory assets under management on its Form ADV.
How many employees does Toptier Wealth Management have?
Toptier Wealth Management reports 2 employees.
Does Toptier Wealth Management disclose fund performance?
Toptier Wealth Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 262-989-8551 |
| Office hours | 9:00 a.m. -5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$175.7M▲ 30%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$175.7Mregulatory AUM
Discretionary $175.7M