Transform Wealth, LLC.
CRD 283403SEC# 801-107796Greenwood Village, CO
No longer SEC-registered. Transform Wealth, LLC. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$3.38B
Employees
31
Accounts
1,810
Location
Greenwood Village, CO
Transform Wealth, LLC. assets under management
Transform Wealth, LLC. is a registered investment adviser overseen by the SEC based in Greenwood Village, CO. It reports $3.4 billion in regulatory assets under management and employs 31 people.
Transform Wealth, LLC. owners & executives
17 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Craig Evans Carnick Control | Managing Director | Under 5% | 2016 |
| David James Kubik Control | President | Under 5% | 2016 |
| Focus Operating, LLC Control | Member | Over 75% | 2016 |
See all 17 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Transform Wealth, LLC. manage?
Transform Wealth, LLC. reports $3.4 billion in regulatory assets under management on its Form ADV.
How many employees does Transform Wealth, LLC. have?
Transform Wealth, LLC. reports 31 employees.
Where is Transform Wealth, LLC. located?
Transform Wealth, LLC. is based in Greenwood Village, CO.
Does Transform Wealth, LLC. disclose fund performance?
Transform Wealth, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6400 S. Fiddlers Green Circle, Suite 1600, Greenwood Village, CO 80111 |
| Office hours | 9 a.m. - 5 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$3.38BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 17%
More than 83% of 16,825 advisers
Assets under management
$3.38Bregulatory AUM
Discretionary $3BNon-discretionary $372.4M