Up Financial USA Inc.
● SEC registered since 2023CRD 326602SEC# 801-128140Calgary, Alberta
Reg. AUM
$4.1M
Employees
5
Accounts
14
Location
Calgary, Alberta
Up Financial USA Inc. assets under management
Up Financial USA Inc. operates as an SEC-registered investment adviser based in Calgary, Alberta. The firm has been registered since 2023. It reports $4.1 million in regulatory assets under management and employs 5 people.
Up Financial USA Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| 1972254 Ab Ltd. Control | Holding Company | Over 75% | 2023 |
| Elijah Cody Kirchmaier Control | Director And Chief Compliance Officer | Under 5% | 2023 |
| Nathan Arthur Wood Control | Director | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Up Financial USA Inc. manage?
Up Financial USA Inc. reports $4.1 million in regulatory assets under management on its Form ADV.
How many employees does Up Financial USA Inc. have?
Up Financial USA Inc. reports 5 employees.
Where is Up Financial USA Inc. located?
Up Financial USA Inc. is based in Calgary, Alberta and has been SEC-registered since 2023.
Does Up Financial USA Inc. disclose fund performance?
Up Financial USA Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 396 11th Ave SW, Suite 1020, Calgary, Alberta T2R-0C5 |
| Phone | 587-316-4070 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | HQ |
| Discloses disciplinary history | No |
Regulatory AUM
$4.1M▲ 106%
May '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$4.1Mregulatory AUM
Discretionary $4.1M