Upper Left Wealth Management, LLC
● SEC registered since 2022CRD 288762SEC# 801-123531
Reg. AUM
$201.1M
Employees
2
Accounts
370
Location
—
Upper Left Wealth Management, LLC assets under management
Upper Left Wealth Management, LLC operates as an SEC-registered investment adviser. The firm has been registered since 2022. It reports $201.1 million in regulatory assets under management and employs 2 people.
Upper Left Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Randy David Kurtz Control | Managing Member And Chief Compliance Officer | Over 75% | 2017 |
Frequently asked questions
How much does Upper Left Wealth Management, LLC manage?
Upper Left Wealth Management, LLC reports $201.1 million in regulatory assets under management on its Form ADV.
How many employees does Upper Left Wealth Management, LLC have?
Upper Left Wealth Management, LLC reports 2 employees.
Does Upper Left Wealth Management, LLC disclose fund performance?
Upper Left Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 917-768-3390 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$201.1M▲ 22%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$201.1Mregulatory AUM
Discretionary $173MNon-discretionary $28.1M