Upright Financial Corp
● SEC registered since 1991CRD 107303SEC# 801-38340
Ranks #5,718 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$98M
Fund GAV
$16.9M
Private funds
1
Employees
4
Accounts
36
Location
—
Upright Financial Corp assets under management
Upright Financial Corp is a registered investment adviser overseen by the SEC. The firm has been registered since 1991. It reports $98 million in regulatory assets under management and employs 4 people. Upright Financial Corp manages 1 private fund with combined gross assets of $16.9 million, including Upright Capital USA LLC. By regulatory assets, it ranks 5,718 of 6,004 private fund managers.
Upright Financial Corp private funds
1 funds · $16.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Upright Capital USA LLC | Hedge | $16.9M | $250K |
Upright Financial Corp owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Yen Chieh Kevin Huang | Chief Compliance Officer | Under 5% | 2025 |
| Yowshang David Chiueh Control | President | Over 75% | 1991 |
Frequently asked questions
How much does Upright Financial Corp manage?
Upright Financial Corp reports $98 million in regulatory assets under management on its Form ADV.
How many private funds does Upright Financial Corp manage?
Upright Financial Corp manages 1 private funds with combined gross assets of $16.9 million.
How many employees does Upright Financial Corp have?
Upright Financial Corp reports 4 employees.
Does Upright Financial Corp disclose fund performance?
Upright Financial Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 973-533-1818 |
| Fax | 973-743-0800 |
| Office hours | 9:30a.m. - 5p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1058587 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$98M▲ 18%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
AUM vs fund managersTop 95%
Larger than 5% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$98Mregulatory AUM
Discretionary $98M