Upskill Wealth Management, LLC
CRD 332762SEC# 801-131073Cortland, NY
No longer SEC-registered. Upskill Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.8M
Employees
2
Accounts
14
Location
Cortland, NY
Upskill Wealth Management, LLC assets under management
Upskill Wealth Management, LLC operates as an SEC-registered investment adviser based in Cortland, NY. It reports $1.8 million in regulatory assets under management and employs 2 people.
Upskill Wealth Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bret Alexander Hartman Control | Managing Member | Over 75% | 2024 |
| Michael Rudolph Rosenthal Control | Cco | Under 5% | 2024 |
Frequently asked questions
How much does Upskill Wealth Management, LLC manage?
Upskill Wealth Management, LLC reports $1.8 million in regulatory assets under management on its Form ADV.
How many employees does Upskill Wealth Management, LLC have?
Upskill Wealth Management, LLC reports 2 employees.
Where is Upskill Wealth Management, LLC located?
Upskill Wealth Management, LLC is based in Cortland, NY.
Does Upskill Wealth Management, LLC disclose fund performance?
Upskill Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1 North Main Street, Suite 301, Cortland, NY 13045 |
| Office hours | By Appointment |
| Discloses disciplinary history | No |
Regulatory AUM
$1.8MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$1.8Mregulatory AUM
Discretionary $1.8M