Upwelling Capital Group LLC
CRD 164653SEC# 801-127905Davis, CA
No longer SEC-registered. Upwelling Capital Group LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,639 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$115.2M
Fund GAV
$15.2M
Private funds
4
Employees
7
Accounts
4
Location
Davis, CA
Upwelling Capital Group LLC assets under management
Upwelling Capital Group LLC is an investment advisory firm registered with the SEC based in Davis, CA. It reports $115.2 million in regulatory assets under management and employs 7 people. Upwelling Capital Group LLC manages 4 private funds with combined gross assets of $15.2 million, including Medley Opportunity Fund II LP. By regulatory assets, it ranks 5,639 of 6,004 private fund managers.
Upwelling Capital Group LLC private funds
4 funds · $15.2M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Medley Opportunity Fund II LP | Other Private | $7.3M | $2M |
| Upwelling Equity Investors I LP | Private Equity | $6.6M | $25K |
| Upwelling Equity Investors I-B LP | Private Equity | $1.3M | $50K |
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Join to unlock · $37/moUpwelling Capital Group LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joncarlo Ruben Mark Control | Chief Compliance Officer And Managing Member | Under 5% | 2011 |
| The Mark Family Trust Control | Trust | Over 75% | 2011 |
| Jami Denise Rubin-Mark Control | Co-Trustee | Over 75% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How much does Upwelling Capital Group LLC manage?
Upwelling Capital Group LLC reports $115.2 million in regulatory assets under management on its Form ADV.
How many private funds does Upwelling Capital Group LLC manage?
Upwelling Capital Group LLC manages 4 private funds with combined gross assets of $15.2 million.
How many employees does Upwelling Capital Group LLC have?
Upwelling Capital Group LLC reports 7 employees.
Where is Upwelling Capital Group LLC located?
Upwelling Capital Group LLC is based in Davis, CA.
Does Upwelling Capital Group LLC disclose fund performance?
Upwelling Capital Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2820 5th St., Davis, CA 95618 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$115.2MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
AUM vs fund managersTop 94%
Larger than 6% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$115.2Mregulatory AUM
Discretionary $15.2MNon-discretionary $100M
Fund type mix
Private Equity3
Other Private1
Service providers
Auditor
Custodian