Wambolt & Associates, LLC
CRD 153454SEC# 801-71476Littleton, CO
No longer SEC-registered. Wambolt & Associates, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$586.8M
Employees
13
Accounts
1,898
Location
Littleton, CO
Wambolt & Associates, LLC assets under management
Wambolt & Associates, LLC operates as an SEC-registered investment adviser based in Littleton, CO. It reports $586.8 million in regulatory assets under management and employs 13 people.
Wambolt & Associates, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cynthia Diane Alvarez | Shareholder | 5-10% | 2022 |
| Gregory Alan Wambolt Control | Managing Member & Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Wambolt & Associates, LLC manage?
Wambolt & Associates, LLC reports $586.8 million in regulatory assets under management on its Form ADV.
How many employees does Wambolt & Associates, LLC have?
Wambolt & Associates, LLC reports 13 employees.
Where is Wambolt & Associates, LLC located?
Wambolt & Associates, LLC is based in Littleton, CO.
Does Wambolt & Associates, LLC disclose fund performance?
Wambolt & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13976 W. Bowles Avenue, Ste. 200, Littleton, CO 80127 |
| Office hours | 8a.m. To 5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$586.8MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$586.8Mregulatory AUM
Discretionary $586.8M