Wao Advisory, LLC
CRD 320688SEC# 801-124990Las Vegas, NV
No longer SEC-registered. Wao Advisory, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$6K
Employees
8
Accounts
2
Location
Las Vegas, NV
Wao Advisory, LLC assets under management
Wao Advisory, LLC is an SEC-registered investment adviser based in Las Vegas, NV. It reports $6,382 in regulatory assets under management and employs 8 people.
Wao Advisory, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles James Ives Control | Chief Operating Officer | Under 5% | 2023 |
| Sharif Nesheiwat Control | Cco & Chief Legal Officer | Under 5% | 2024 |
| Theresa Anh Fette Control | Chief Executive Officer | Under 5% | 2023 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Wao Advisory, LLC manage?
Wao Advisory, LLC reports $6,382 in regulatory assets under management on its Form ADV.
How many employees does Wao Advisory, LLC have?
Wao Advisory, LLC reports 8 employees.
Where is Wao Advisory, LLC located?
Wao Advisory, LLC is based in Las Vegas, NV.
Does Wao Advisory, LLC disclose fund performance?
Wao Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7336 W Post Road, Suite 111, Las Vegas, NV 89113 |
| Office hours | 7:00a.m.-4:00p.m. Pst |
| Discloses disciplinary history | No |
Regulatory AUM
$6KNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$6Kregulatory AUM
Discretionary $6K