Wax Asset Management LLC
● SEC registered since 2026CRD 157405SEC# 801-135836
Reg. AUM
$181.2M
Employees
1
Accounts
125
Location
—
Wax Asset Management LLC assets under management
Wax Asset Management LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2026. It reports $181.2 million in regulatory assets under management and employs 1 people.
Wax Asset Management LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Evan Heath Wax Control | Managing Member/Chief Compliance Officer | 50-75% | 2011 |
| Ingrid Kvam Wax Control | Member | 50-75% | 2011 |
Frequently asked questions
How much does Wax Asset Management LLC manage?
Wax Asset Management LLC reports $181.2 million in regulatory assets under management on its Form ADV.
How many employees does Wax Asset Management LLC have?
Wax Asset Management LLC reports 1 employees.
Does Wax Asset Management LLC disclose fund performance?
Wax Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (203) 941-0111 |
| Office hours | 7:00 a.m. - 6:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1598207 |
| Discloses disciplinary history | No |
Regulatory AUM
$181.2MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 78%
Larger than 22% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$181.2Mregulatory AUM
Discretionary $181.2M