Wealth Management & Business Concepts
CRD 124462SEC# 801-80426Irvine, CA
No longer SEC-registered. Wealth Management & Business Concepts appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$116.2M
Employees
3
Accounts
648
Location
Irvine, CA
Wealth Management & Business Concepts assets under management
Wealth Management & Business Concepts operates as an SEC-registered investment adviser based in Irvine, CA. It reports $116.2 million in regulatory assets under management and employs 3 people.
Wealth Management & Business Concepts owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Scott Coles Control | Chief Executive Officer | Over 75% | 2002 |
| David Sheldon Coles Control | Chief Compliance Officer And President | 10-25% | 2020 |
Frequently asked questions
How much does Wealth Management & Business Concepts manage?
Wealth Management & Business Concepts reports $116.2 million in regulatory assets under management on its Form ADV.
How many employees does Wealth Management & Business Concepts have?
Wealth Management & Business Concepts reports 3 employees.
Where is Wealth Management & Business Concepts located?
Wealth Management & Business Concepts is based in Irvine, CA.
Does Wealth Management & Business Concepts disclose fund performance?
Wealth Management & Business Concepts is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2 Venture, Suite 380, Irvine, CA 92618 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$116.2MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$116.2Mregulatory AUM
Discretionary $56.8MNon-discretionary $59.4M