Williams, Garth Alan
● SEC registered since 2025CRD 142563SEC# 801-132222
Reg. AUM
$161.8M
Employees
4
Accounts
309
Location
—
Williams, Garth Alan assets under management
Williams, Garth Alan is a registered investment adviser overseen by the SEC. The firm has been registered since 2025. It reports $161.8 million in regulatory assets under management and employs 4 people.
Williams, Garth Alan owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Garth Alan Williams Control | Owner, Chief Compliance Officer | Over 75% | 2006 |
Frequently asked questions
How much does Williams, Garth Alan manage?
Williams, Garth Alan reports $161.8 million in regulatory assets under management on its Form ADV.
How many employees does Williams, Garth Alan have?
Williams, Garth Alan reports 4 employees.
Does Williams, Garth Alan disclose fund performance?
Williams, Garth Alan is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (650) 917-3400 |
| Fax | (650) 917-3400 |
| Office hours | By Appointment |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$161.8M▲ 19%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$161.8Mregulatory AUM
Discretionary $161MNon-discretionary $771K