Winter & Associates, Inc.
● SEC registered since 2022CRD 310349SEC# 801-123146St. Paul, MN
Reg. AUM
$179.7M
Employees
5
Accounts
565
Location
St. Paul, MN
Winter & Associates, Inc. assets under management
Winter & Associates, Inc. is an investment advisory firm registered with the SEC based in St. Paul, MN. The firm has been registered since 2022. It reports $179.7 million in regulatory assets under management and employs 5 people.
Winter & Associates, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Nicole Winter Tietel Control | President, Chief Compliance Officer And Integrative Wealth Advisor | Over 75% | 2001 |
Frequently asked questions
How much does Winter & Associates, Inc. manage?
Winter & Associates, Inc. reports $179.7 million in regulatory assets under management on its Form ADV.
How many employees does Winter & Associates, Inc. have?
Winter & Associates, Inc. reports 5 employees.
Where is Winter & Associates, Inc. located?
Winter & Associates, Inc. is based in St. Paul, MN and has been SEC-registered since 2022.
Does Winter & Associates, Inc. disclose fund performance?
Winter & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 964 Grand Avenue, St. Paul, MN 55105 |
| Phone | (651) 414-5000 |
| Fax | (651) 414-5004 |
| Office hours | 7:30a.m. - 4:30p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$179.7M▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 78%
Larger than 22% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$179.7Mregulatory AUM
Discretionary $166.8MNon-discretionary $12.9M