Wms Group LLC
● SEC registered since 2026CRD 164327SEC# 801-135698
Reg. AUM
$125.3M
Employees
2
Accounts
521
Location
—
Wms Group LLC assets under management
Wms Group LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2026. It reports $125.3 million in regulatory assets under management and employs 2 people.
Wms Group LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| William Michael Stewart Control | Managing Member/Chief Compliance Officer | Over 75% | 2012 |
Frequently asked questions
How much does Wms Group LLC manage?
Wms Group LLC reports $125.3 million in regulatory assets under management on its Form ADV.
How many employees does Wms Group LLC have?
Wms Group LLC reports 2 employees.
Does Wms Group LLC disclose fund performance?
Wms Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (985) 809-0530 |
| Fax | 866-470-6541 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$125.3MNo change
Feb '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$125.3Mregulatory AUM
Discretionary $125.3M