David Andrew Caldwell
Chief Compliance OfficerHarvest Capital Assets, LLCCRD 6454144
About David Andrew Caldwell
David Andrew Caldwell is listed as Chief Compliance Officer at Harvest Capital Assets, LLC. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Harvest Capital Assets, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Andrew Caldwell work?
David Andrew Caldwell is listed as Chief Compliance Officer at Harvest Capital Assets, LLC on SEC Form ADV.
How much of Harvest Capital Assets, LLC does David Andrew Caldwell own?
Form ADV reports a beneficial ownership band of Under 5%.
Harvest Capital Assets, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |