Dillon Lee Dougherty
Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, OwnerDougherty & Associates Financial Advisors, Inc.CRD 6676496
About Dillon Lee Dougherty
Dillon Lee Dougherty is listed as Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner at Dougherty & Associates Financial Advisors, Inc. in Buffalo, MN. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Dougherty & Associates Financial Advisors, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Dillon Lee Dougherty work?
Dillon Lee Dougherty is listed as Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner at Dougherty & Associates Financial Advisors, Inc. on SEC Form ADV.
How much of Dougherty & Associates Financial Advisors, Inc. does Dillon Lee Dougherty own?
Form ADV reports a beneficial ownership band of 50-75%.
Dougherty & Associates Financial Advisors, Inc.
| Title | Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2020 |