Douglas Roger Whittle
Chief Compliance OfficerFinancial Advocates Investment ManagementCRD 2190231
About Douglas Roger Whittle
Douglas Roger Whittle is listed as Chief Compliance Officer at Financial Advocates Investment Management in Olympia, WA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Financial Advocates Investment Management
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Douglas Roger Whittle work?
Douglas Roger Whittle is listed as Chief Compliance Officer at Financial Advocates Investment Management on SEC Form ADV.
How much of Financial Advocates Investment Management does Douglas Roger Whittle own?
Form ADV reports a beneficial ownership band of Under 5%.
Financial Advocates Investment Management
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |