Emily Win-Yan Luk
Chief Executive Officer And Chief Compliance OfficerPlenty Financial RIA, LLCCRD 7645801
About Emily Win-Yan Luk
Emily Win-Yan Luk is listed as Chief Executive Officer And Chief Compliance Officer at Plenty Financial RIA, LLC in San Francisco, CA. Form ADV reports a beneficial ownership band of Under 5%. Emily Win-Yan Luk is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Plenty Financial RIA, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Emily Win-Yan Luk work?
Emily Win-Yan Luk is listed as Chief Executive Officer And Chief Compliance Officer at Plenty Financial RIA, LLC on SEC Form ADV.
How much of Plenty Financial RIA, LLC does Emily Win-Yan Luk own?
Form ADV reports a beneficial ownership band of Under 5%.
Plenty Financial RIA, LLC
| Title | Chief Executive Officer And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Plenty Financial RIA, LLC
| Title | Owner |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2022 |