James Leonard Pearcy-Caldwell
Director/Chief Compliance OfficerAisa Financial Planning LtdCRD 6387568
About James Leonard Pearcy-Caldwell
James Leonard Pearcy-Caldwell is listed as Director/Chief Compliance Officer at Aisa Financial Planning Ltd in Devizes. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Aisa Financial Planning Ltd
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Leonard Pearcy-Caldwell work?
James Leonard Pearcy-Caldwell is listed as Director/Chief Compliance Officer at Aisa Financial Planning Ltd on SEC Form ADV.
How much of Aisa Financial Planning Ltd does James Leonard Pearcy-Caldwell own?
Form ADV reports a beneficial ownership band of 50-75%.
Aisa Financial Planning Ltd
| Title | Director/Chief Compliance Officer |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 1999 |