Johnathan Michael Brocker
Chief Compliance Officer & CioLegacy Wealth Asset Management, LLCCRD 6348985
About Johnathan Michael Brocker
Johnathan Michael Brocker is listed as Chief Compliance Officer & Cio at Legacy Wealth Asset Management, LLC in Woodbury, MN. Form ADV reports a beneficial ownership band of Under 5%. Johnathan Michael Brocker is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Legacy Wealth Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Johnathan Michael Brocker work?
Johnathan Michael Brocker is listed as Chief Compliance Officer & Cio at Legacy Wealth Asset Management, LLC on SEC Form ADV.
How much of Legacy Wealth Asset Management, LLC does Johnathan Michael Brocker own?
Form ADV reports a beneficial ownership band of Under 5%.
Legacy Wealth Asset Management, LLC
| Title | Chief Compliance Officer & Cio |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |
Legacy Wealth Asset Management, LLC
| Title | Managing Member |
| Ownership | — |
| Control person | Yes |
| Since | 2020 |