Joseph William Shea
Chief Compliance OfficerPinnacle Associates, Ltd.CRD 5763107
About Joseph William Shea
Joseph William Shea is listed as Chief Compliance Officer at Pinnacle Associates, Ltd. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Pinnacle Associates, Ltd.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Joseph William Shea work?
Joseph William Shea is listed as Chief Compliance Officer at Pinnacle Associates, Ltd. on SEC Form ADV.
How much of Pinnacle Associates, Ltd. does Joseph William Shea own?
Form ADV reports a beneficial ownership band of Under 5%.
Pinnacle Associates, Ltd.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |