Kathryn Louise Bates
Chief Compliance Officer / Chief Operating OfficerHfg Wealth Management, LLCCRD 7301485
About Kathryn Louise Bates
Kathryn Louise Bates is listed as Chief Compliance Officer / Chief Operating Officer at Hfg Wealth Management, LLC in The Woodlands, TX. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Hfg Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kathryn Louise Bates work?
Kathryn Louise Bates is listed as Chief Compliance Officer / Chief Operating Officer at Hfg Wealth Management, LLC on SEC Form ADV.
How much of Hfg Wealth Management, LLC does Kathryn Louise Bates own?
Form ADV reports a beneficial ownership band of Under 5%.
Hfg Wealth Management, LLC
| Title | Chief Compliance Officer / Chief Operating Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |