Kristy Ann Thom
Chief Compliance OfficerMarquette Asset Management, LLCCRD 8351451
About Kristy Ann Thom
Kristy Ann Thom is listed as Chief Compliance Officer at Marquette Asset Management, LLC in Minnetonka, MN. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Marquette Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kristy Ann Thom work?
Kristy Ann Thom is listed as Chief Compliance Officer at Marquette Asset Management, LLC on SEC Form ADV.
How much of Marquette Asset Management, LLC does Kristy Ann Thom own?
Form ADV reports a beneficial ownership band of Under 5%.
Marquette Asset Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |