Lisa L Smith
Chief Compliance OfficerInvesting Online LLCCRD 2691076
About Lisa L Smith
Lisa L Smith is listed as Chief Compliance Officer at Investing Online LLC in Los Angeles, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Investing Online LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa L Smith work?
Lisa L Smith is listed as Chief Compliance Officer at Investing Online LLC on SEC Form ADV.
How much of Investing Online LLC does Lisa L Smith own?
Form ADV reports a beneficial ownership band of Under 5%.
Investing Online LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |