Michelle Denise Thomas
Chief Compliance OfficerPfg Investments, LLCCRD 2210435
About Michelle Denise Thomas
Michelle Denise Thomas is listed as Chief Compliance Officer at Pfg Investments, LLC in Woodbury, NY. Form ADV reports a beneficial ownership band of Under 5%. Michelle Denise Thomas is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Pfg Investments, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Michelle Denise Thomas work?
Michelle Denise Thomas is listed as Chief Compliance Officer at Pfg Investments, LLC on SEC Form ADV.
How much of Pfg Investments, LLC does Michelle Denise Thomas own?
Form ADV reports a beneficial ownership band of Under 5%.
Pfg Investments, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Consolidated Portfolio Review Corp
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |