Robert Barry Kaplan
Chief Compliance Officer And SecretaryAscensus Investment Advisors, LLCCRD 1286735
About Robert Barry Kaplan
Robert Barry Kaplan is listed as Chief Compliance Officer And Secretary at Ascensus Investment Advisors, LLC in Newton, MA. Form ADV reports a beneficial ownership band of Under 5%. Robert Barry Kaplan is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Ascensus Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Robert Barry Kaplan work?
Robert Barry Kaplan is listed as Chief Compliance Officer And Secretary at Ascensus Investment Advisors, LLC on SEC Form ADV.
How much of Ascensus Investment Advisors, LLC does Robert Barry Kaplan own?
Form ADV reports a beneficial ownership band of Under 5%.
Ascensus Investment Advisors, LLC
| Title | Chief Compliance Officer And Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Newport Group Consulting, LLC
| Title | Chief Compliance Officer And Secretary |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |