Sonia Plata
Chief Compliance OfficerRegatta Loan Management LLCCRD 6170165
About Sonia Plata
Sonia Plata is listed as Chief Compliance Officer at Regatta Loan Management LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Sonia Plata is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Regatta Loan Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sonia Plata work?
Sonia Plata is listed as Chief Compliance Officer at Regatta Loan Management LLC on SEC Form ADV.
How much of Regatta Loan Management LLC does Sonia Plata own?
Form ADV reports a beneficial ownership band of Under 5%.
Regatta Loan Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2015 |
Napier Park Global Capital Ltd
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2016 |
Napier Park Global Capital (US) LP
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |