Stephen Roman
Chief Compliance OfficerCion Grosvenor Management, LLCCRD 6630227
About Stephen Roman
Stephen Roman is listed as Chief Compliance Officer at Cion Grosvenor Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Stephen Roman is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Cion Grosvenor Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Roman work?
Stephen Roman is listed as Chief Compliance Officer at Cion Grosvenor Management, LLC on SEC Form ADV.
How much of Cion Grosvenor Management, LLC does Stephen Roman own?
Form ADV reports a beneficial ownership band of Under 5%.
Cion Grosvenor Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Cion Investment Management II, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |
Cion Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2016 |