Stephen Roman
Chief Compliance OfficerCion Investment Management II, LLCCRD 6630227
About Stephen Roman
Stephen Roman is listed as Chief Compliance Officer at Cion Investment Management II, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Stephen Roman is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Cion Investment Management II, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Roman work?
Stephen Roman is listed as Chief Compliance Officer at Cion Investment Management II, LLC on SEC Form ADV.
How much of Cion Investment Management II, LLC does Stephen Roman own?
Form ADV reports a beneficial ownership band of Under 5%.
Cion Investment Management II, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |
Cion Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2016 |
Cion Grosvenor Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |