Steven Gilbert Rawlings
Chief Compliance Officer And General CounselWellesley Asset Management, Inc.CRD 8183369
About Steven Gilbert Rawlings
Steven Gilbert Rawlings is listed as Chief Compliance Officer And General Counsel at Wellesley Asset Management, Inc. in Portsmouth, NH. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Wellesley Asset Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Steven Gilbert Rawlings work?
Steven Gilbert Rawlings is listed as Chief Compliance Officer And General Counsel at Wellesley Asset Management, Inc. on SEC Form ADV.
How much of Wellesley Asset Management, Inc. does Steven Gilbert Rawlings own?
Form ADV reports a beneficial ownership band of Under 5%.
Wellesley Asset Management, Inc.
| Title | Chief Compliance Officer And General Counsel |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |