1128 Capital, LLC
CRD 318637SEC# 801-124700Plano, TX
No longer SEC-registered. 1128 Capital, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$188.2M
Employees
7
Accounts
15
Location
Plano, TX
1128 Capital, LLC assets under management
1128 Capital, LLC is an investment advisory firm registered with the SEC based in Plano, TX. It reports $188.2 million in regulatory assets under management and employs 7 people.
1128 Capital, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| 1128 Capital Holdings LLC Control | Managing Member | Over 75% | 2021 |
| Sharon Koh | Chief Executive Officer | Under 5% | 2022 |
| Vincent Michael Spreuwenberg Control | Chief Compliance Officer And Cio | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does 1128 Capital, LLC manage?
1128 Capital, LLC reports $188.2 million in regulatory assets under management on its Form ADV.
How many employees does 1128 Capital, LLC have?
1128 Capital, LLC reports 7 employees.
Where is 1128 Capital, LLC located?
1128 Capital, LLC is based in Plano, TX.
Does 1128 Capital, LLC disclose fund performance?
1128 Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5600 Tennyson Parkway, Suite 330, Plano, TX 75024 |
| Office hours | 8a.m. - 5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$188.2MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$188.2Mregulatory AUM
Discretionary $188.2M