3fourteen & Smi Advisory Services, LLC
● SEC registered since 2024CRD 331301SEC# 801-130295Columbus, IN
Reg. AUM
$723M
Employees
6
Accounts
2
Location
Columbus, IN
3fourteen & Smi Advisory Services, LLC assets under management
3fourteen & Smi Advisory Services, LLC is an investment advisory firm registered with the SEC based in Columbus, IN. The firm has been registered since 2024. It reports $723 million in regulatory assets under management and employs 6 people.
3fourteen & Smi Advisory Services, LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| 3fourteen Research, LLC Control | Owner | 50-75% | 2010 |
| Eric Stephen Collier Control | Portfolio Manager | Under 5% | 2024 |
| Frederick Jacob Beerwart Control | Chief Compliance Officer | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does 3fourteen & Smi Advisory Services, LLC manage?
3fourteen & Smi Advisory Services, LLC reports $723 million in regulatory assets under management on its Form ADV.
How many employees does 3fourteen & Smi Advisory Services, LLC have?
3fourteen & Smi Advisory Services, LLC reports 6 employees.
Where is 3fourteen & Smi Advisory Services, LLC located?
3fourteen & Smi Advisory Services, LLC is based in Columbus, IN and has been SEC-registered since 2024.
Does 3fourteen & Smi Advisory Services, LLC disclose fund performance?
3fourteen & Smi Advisory Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4400 Ray Boll Blvd., Columbus, IN 47203 |
| Phone | 800-796-4975 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$723M▲ 62%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$723Mregulatory AUM
Discretionary $723M