3rd Creek Investments, Inc.
● SEC registered since 2021CRD 115945SEC# 801-120802
Reg. AUM
$204.9M
Employees
4
Accounts
436
Location
—
About 3rd Creek Investments
3rd Creek Investments is an SEC-registered advisory firm that combines portfolio management and financial planning with related services in tax and accounting, impact investing, philanthropy, and private placement investing. Impact work helps foundations and individuals define priorities, build portfolios, and monitor results. The firm also supports clients on private lending and venture or angel investing through its networks.
Summary based on the firm’s website.
3rd Creek Investments, Inc. assets under management
3rd Creek Investments, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $204.9 million in regulatory assets under management and employs 4 people.
3rd Creek Investments, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dave Bernard Straley Control | President | Over 75% | 2001 |
| Gwen Linnea Straley | Investment Advisor Representative / Chief Compliance Officer | Under 5% | 2015 |
| Harris Elliot Kirschner | Investment Advisor Representative | Under 5% | 2011 |
Frequently asked questions
How much does 3rd Creek Investments, Inc. manage?
3rd Creek Investments, Inc. reports $204.9 million in regulatory assets under management on its Form ADV.
How many employees does 3rd Creek Investments, Inc. have?
3rd Creek Investments, Inc. reports 4 employees.
Does 3rd Creek Investments, Inc. disclose fund performance?
3rd Creek Investments, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 775-832-9222 |
| Fax | 775 743 5418 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$204.9M▲ 26%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,369 advisers
EmployeesTop 69%
More than 31% of 16,804 advisers
Assets under management
$204.9Mregulatory AUM
Discretionary $183.7MNon-discretionary $21.2M