3rd Creek Investments, Inc.
● SEC registered since 2021CRD 115945SEC# 801-120802
Reg. AUM
$204.9M
Employees
4
Accounts
436
Location
—
3rd Creek Investments, Inc. assets under management
3rd Creek Investments, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $204.9 million in regulatory assets under management and employs 4 people.
3rd Creek Investments, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dave Bernard Straley Control | President | Over 75% | 2001 |
| Gwen Linnea Straley | Investment Advisor Representative / Chief Compliance Officer | Under 5% | 2015 |
| Harris Elliot Kirschner | Investment Advisor Representative | Under 5% | 2011 |
Frequently asked questions
How much does 3rd Creek Investments, Inc. manage?
3rd Creek Investments, Inc. reports $204.9 million in regulatory assets under management on its Form ADV.
How many employees does 3rd Creek Investments, Inc. have?
3rd Creek Investments, Inc. reports 4 employees.
Does 3rd Creek Investments, Inc. disclose fund performance?
3rd Creek Investments, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 775-832-9222 |
| Fax | 775 743 5418 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$204.9M▲ 26%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$204.9Mregulatory AUM
Discretionary $183.7MNon-discretionary $21.2M