5t Wealth, LLC
● SEC registered since 2003CRD 112552SEC# 801-58183Napa, CA
Reg. AUM
$331.4M
Employees
4
Accounts
533
Location
Napa, CA
5t Wealth, LLC assets under management
5t Wealth, LLC is an SEC-registered investment adviser based in Napa, CA. The firm has been registered since 2003. It reports $331.4 million in regulatory assets under management and employs 4 people.
5t Wealth, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Steven Roth Control | Chief Investment Officer | 25-50% | 2024 |
| Hien L Scozzafava Control | Chief Compliance & Client Services Officer (cco/Cso) | 10-25% | 2016 |
| Margaret Krsek Control | Chief Financial Officer (cfo) | 25-50% | 2009 |
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Join to unlock · $37/moFrequently asked questions
How much does 5t Wealth, LLC manage?
5t Wealth, LLC reports $331.4 million in regulatory assets under management on its Form ADV.
How many employees does 5t Wealth, LLC have?
5t Wealth, LLC reports 4 employees.
Where is 5t Wealth, LLC located?
5t Wealth, LLC is based in Napa, CA and has been SEC-registered since 2003.
Does 5t Wealth, LLC disclose fund performance?
5t Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 595 Coombs Street, Napa, CA 94559 |
| Phone | (707) 224-1340 |
| Fax | (707) 224-2521 |
| Office hours | Mon To Fri 8:00 - 4:30 |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$331.4M▲ 17%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$331.4Mregulatory AUM
Discretionary $330.8MNon-discretionary $602K