Able Financial Group, LLC
● SEC registered since 2023CRD 323646SEC# 801-127165Scottsdale, AZ
Reg. AUM
$732.9M
Employees
14
Accounts
1,694
Location
Scottsdale, AZ
About Able Financial Group
ABLE Financial Group is an independent, primarily fee-based practice of fiduciary advisors and CERTIFIED FINANCIAL PLANNER professionals. Wealth management solutions cover investment management, retirement plans for small businesses, education funding, cash-flow planning, executive compensation, legacy giving, business succession, and special-needs family planning. A four-step process moves from understanding goals through plan development, implementation, and ongoing review.
Summary based on the firm’s website.
Able Financial Group, LLC assets under management
Able Financial Group, LLC operates as an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 2023. It reports $732.9 million in regulatory assets under management and employs 14 people.
Able Financial Group, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam Michael Brooks Control | Chief Compliance Officer | Under 5% | 2023 |
| The Brooks Family Trust Dtd 03/20/2022 Control | Member | Over 75% | 2023 |
| Adam Michael Brooks Control | Co-Trustee | — | 2001 |
| Cynthia Schepps Brooks Control | Co-Trustee | — | 2001 |
Frequently asked questions
How much does Able Financial Group, LLC manage?
Able Financial Group, LLC reports $732.9 million in regulatory assets under management on its Form ADV.
How many employees does Able Financial Group, LLC have?
Able Financial Group, LLC reports 14 employees.
Where is Able Financial Group, LLC located?
Able Financial Group, LLC is based in Scottsdale, AZ and has been SEC-registered since 2023.
Does Able Financial Group, LLC disclose fund performance?
Able Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8737 E. Via de Commercio, Suite 100, Scottsdale, AZ 85258 |
| Phone | 480-258-6104 |
| Office hours | 7a.m. - 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$732.9M▲ 28%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,369 advisers
EmployeesTop 32%
More than 68% of 16,804 advisers
Assets under management
$732.9Mregulatory AUM
Discretionary $725.8MNon-discretionary $7.2M