Adaptation Financial Advisors Inc.
● SEC registered since 2020CRD 309192SEC# 801-118982Oklahoma City, OK
Reg. AUM
$233.6M
Employees
4
Accounts
1,291
Location
Oklahoma City, OK
Adaptation Financial Advisors Inc. assets under management
Adaptation Financial Advisors Inc. is an SEC-registered investment adviser based in Oklahoma City, OK. The firm has been registered since 2020. It reports $233.6 million in regulatory assets under management and employs 4 people.
Adaptation Financial Advisors Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alan Philip Niemann Control | Ceo, Chief Compliance Officer | Under 5% | 2021 |
| Apn Adaptation Financial Holdings, LLC Control | Shareholder | Over 75% | 2020 |
| Avery Gweb Niemann Control | Director | Under 5% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Adaptation Financial Advisors Inc. manage?
Adaptation Financial Advisors Inc. reports $233.6 million in regulatory assets under management on its Form ADV.
How many employees does Adaptation Financial Advisors Inc. have?
Adaptation Financial Advisors Inc. reports 4 employees.
Where is Adaptation Financial Advisors Inc. located?
Adaptation Financial Advisors Inc. is based in Oklahoma City, OK and has been SEC-registered since 2020.
Does Adaptation Financial Advisors Inc. disclose fund performance?
Adaptation Financial Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 700 Cedar Lake Blvd, Oklahoma City, OK 73114 |
| Phone | 972-774-0700 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$233.6M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$233.6Mregulatory AUM
Discretionary $233.6M