Adirondack Financial Services Corp
● SEC registered since 2005CRD 126155SEC# 801-64779Utica, NY
Reg. AUM
$461.8M
Employees
16
Accounts
851
Location
Utica, NY
Adirondack Financial Services Corp assets under management
Adirondack Financial Services Corp is a registered investment adviser overseen by the SEC based in Utica, NY. The firm has been registered since 2005. It reports $461.8 million in regulatory assets under management and employs 16 people.
Adirondack Financial Services Corp owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John J Clark Control | Chief Investment Officer | Under 5% | 2011 |
| Patricia Marie Rugari Control | Coo, Cfo & Cco | Under 5% | 2007 |
| William Fox Locke Control | President & Ceo | Over 75% | 2007 |
Frequently asked questions
How much does Adirondack Financial Services Corp manage?
Adirondack Financial Services Corp reports $461.8 million in regulatory assets under management on its Form ADV.
How many employees does Adirondack Financial Services Corp have?
Adirondack Financial Services Corp reports 16 employees.
Where is Adirondack Financial Services Corp located?
Adirondack Financial Services Corp is based in Utica, NY and has been SEC-registered since 2005.
Does Adirondack Financial Services Corp disclose fund performance?
Adirondack Financial Services Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 185 Genesee Street, Suite 210, Utica, NY 13501 |
| Phone | 315-724-4186 |
| Fax | (315) 792-9661 |
| Office hours | 8:00 a.m. - 4:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$461.8M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$461.8Mregulatory AUM
Discretionary $417MNon-discretionary $44.8M