Advanced Financial Strategies Inc
● SEC registered since 2000CRD 108296SEC# 801-57835Irvine, CA
Reg. AUM
$251.7M
Employees
6
Accounts
388
Location
Irvine, CA
Advanced Financial Strategies Inc assets under management
Advanced Financial Strategies Inc is an SEC-registered investment adviser based in Irvine, CA. The firm has been registered since 2000. It reports $251.7 million in regulatory assets under management and employs 6 people.
Advanced Financial Strategies Inc owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Pierre Ngoc Ngo Control | President And Chief Compliance Officer | Over 75% | 1997 |
Frequently asked questions
How much does Advanced Financial Strategies Inc manage?
Advanced Financial Strategies Inc reports $251.7 million in regulatory assets under management on its Form ADV.
How many employees does Advanced Financial Strategies Inc have?
Advanced Financial Strategies Inc reports 6 employees.
Where is Advanced Financial Strategies Inc located?
Advanced Financial Strategies Inc is based in Irvine, CA and has been SEC-registered since 2000.
Does Advanced Financial Strategies Inc disclose fund performance?
Advanced Financial Strategies Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5 Hubble, Irvine, CA 92618 |
| Phone | 949-502-5333 |
| Fax | 949-502-6686 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$251.7M▲ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$251.7Mregulatory AUM
Discretionary $251.2MNon-discretionary $522K