Advisor Financial Services Inc
● SEC registered since 2018CRD 118537SEC# 801-113326Chatham, NY
Reg. AUM
$62.6M
Employees
2
Accounts
435
Location
Chatham, NY
Advisor Financial Services Inc assets under management
Advisor Financial Services Inc is an investment advisory firm registered with the SEC based in Chatham, NY. The firm has been registered since 2018. It reports $62.6 million in regulatory assets under management and employs 2 people.
Advisor Financial Services Inc owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Carl Luck Control | Cco | Over 75% | 1995 |
Frequently asked questions
How much does Advisor Financial Services Inc manage?
Advisor Financial Services Inc reports $62.6 million in regulatory assets under management on its Form ADV.
How many employees does Advisor Financial Services Inc have?
Advisor Financial Services Inc reports 2 employees.
Where is Advisor Financial Services Inc located?
Advisor Financial Services Inc is based in Chatham, NY and has been SEC-registered since 2018.
Does Advisor Financial Services Inc disclose fund performance?
Advisor Financial Services Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1 Taconic Pl, Chatham, NY 12037 |
| Phone | 518-392-3400 |
| Fax | 518-444-0450 |
| Office hours | None |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$62.6M▲ 12%
May '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$62.6Mregulatory AUM
Discretionary $62.6M