Aegis Capital Corp.
● SEC registered since 2010CRD 15007SEC# 801-71386New York, NY
Ranks #2,316 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.78B
Fund GAV
$189.1M
Private funds
29
Employees
260
Accounts
4,218
Location
New York, NY
Aegis Capital Corp. assets under management
Aegis Capital Corp. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2010. It reports $1.8 billion in regulatory assets under management and employs 260 people. Aegis Capital Corp. manages 29 private funds with combined gross assets of $189.1 million, including Agritech Qp Partners LLC - Series Hb-1. By regulatory assets, it ranks 2,316 of 6,004 private fund managers.
Aegis Capital Corp. private funds
29 funds · $189.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Agritech Qp Partners LLC - Series Hb-1 | Private Equity | $32.2M | $100K |
| Aegis Special Situations Fund LLC - Series Medtech IV | Private Equity | $13.7M | $100K |
| Aegis Special Situations Fund LLC - Series Medtech V | Private Equity | $11.6M | $100K |
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Join to unlock · $37/moAegis Capital Corp. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aegis Capital Holding Corp. | Holding Company | Over 75% | 1992 |
| Francis J McKenna | Municipal Principal | Under 5% | 2024 |
| George Gregory Kott Control | Chief Operating Officer | Under 5% | 2009 |
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Join to unlock · $37/moFrequently asked questions
How much does Aegis Capital Corp. manage?
Aegis Capital Corp. reports $1.8 billion in regulatory assets under management on its Form ADV.
How many private funds does Aegis Capital Corp. manage?
Aegis Capital Corp. manages 29 private funds with combined gross assets of $189.1 million.
How many employees does Aegis Capital Corp. have?
Aegis Capital Corp. reports 260 employees.
Where is Aegis Capital Corp. located?
Aegis Capital Corp. is based in New York, NY and has been SEC-registered since 2010.
Does Aegis Capital Corp. disclose fund performance?
Aegis Capital Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1345 Avenue of the Americas, 27th Floor, New York, NY 10105 |
| Phone | 212-813-1010 |
| Fax | 212-937-3916 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 743418 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.78B▲ 24%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
AUM vs fund managersTop 39%
Larger than 61% of 6,004 private-fund managers
Number of fundsTop 8%
More funds than 92% of fund managers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$1.78Bregulatory AUM
Discretionary $124.8MNon-discretionary $1.65B
Service providers
Auditor
Custodian
Administrator